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Create the page "U.S. Securities Exchange Commission - Former Employee" on this wiki! See also the search results found.
- |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |17 KB (2,408 words) - 20:59, 20 October 2019
- .../business/dealbook/sec-and-steven-cohen-reach-settlement-in-insider-trading-case.html|name=SEC and Steven Cohen Reach Settlement in Insider Trading Case ...he Forbes 400 list. <ref>{{cite web|url=http://www.forbes.com/profile/steve-cohen/|name=Steve Cohen|org=Forbes|date=January 8, 2016}}</ref>5 KB (742 words) - 09:42, 28 April 2017
- ...com/mktreformwiki/index.php/Futures_Commission_Merchant_Regulation Futures Commission Merchant Regulation]</div> ...Regulation_-_Comment_Letter_-_NewEdge/MF_Global_-_December_2,_2010 Futures Commission Merchant Regulation - Comment Letter - NewEdge/MF Global - December 2, 201051 KB (7,535 words) - 12:08, 11 April 2019
- ...t and Africa. FTI also owns several companies that provide data, electronic-platform and digital transaction services to a range of Indian [[financial m ...8.<ref>{{cite web|url=http://help.com/user/236230-ftindia|name=FTIndia mini-profile|org=Help.com|date=October 1, 2009}}</ref>13 KB (1,817 words) - 15:45, 15 April 2019
- | company_logo = [[Image:Deutscheb big-1-.gif]] | location = Frankfurt, Germany (Locations [http://tools.deutsche-bank.de/cc/locationsfinder/en/welcome2.do])17 KB (2,496 words) - 15:07, 23 August 2019
- ...plus member organization that includes the United States' leading financial-related foundations, [[nonprofit]] organizations, associations and governmen *[[American Savings Education Council|American Savings Education Council/Employee Benefit Research Institute]]3 KB (382 words) - 18:56, 6 January 2014
- ...nancial_Benchmark_Regulation_-_Paper_-_Principles_for_Financial_Benchmarks_-_IOSCO,_April_2013 IOSCO Consultation: Principles for Financial Benchmarks, ...Benchmark_Regulation_-_Paper_-_The_Effect_of_Underreporting_on_LIBOR_Rates_-_Federal_Reserve_Bank_of_St._Louis,_February_2013 The Effect of Underreporti16 KB (2,367 words) - 18:10, 12 December 2019
- |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |4 KB (574 words) - 15:43, 7 June 2019
- ...ock]] is listed on the [[New York Stock Exchange]], as well as the [[stock exchange]]s in Ireland and Tokyo. ...y in September 2008 because of bad bets it made insuring [[mortgage-backed securities]]. It was bailed out by the [[Federal Reserve]] with a $85 billion infusion17 KB (2,528 words) - 15:18, 12 March 2019
- ...pre-[[trade]] analysis, [[order]] management, trade [[execution]], and post-trade evaluation. The firm is headquartered in New York with offices in Nort .... <ref>{{cite web|url=http://investor.itg.com/phoenix.zhtml?c=100516&p=irol-newsArticle&ID=1651295&highlight=|name=ITG Press Release|org=ITG|date=Januar7 KB (1,050 words) - 14:36, 7 November 2018
- ...[[market capitalization]]. It suffered from the collapse of the U.S. [[sub-prime mortgage]] market but it has also become a financial leader on [[clima ...[Merrill Lynch]] in a $50 billion deal that would create a global financial-services company, renamed [[Bank of America Merrill Lynch]]. Under the terms13 KB (1,896 words) - 13:05, 2 August 2019
- |employer = U.S. Securities and Exchange Commission Luis A. Aguilar is a commissioner for the [[U.S. Securities and Exchange Commission]] (SEC). He was sworn in as a Commissioner on July 31, 2008.<ref>{{cite web4 KB (605 words) - 16:37, 17 November 2015
- ...usiness/sns-ap-sec-hedge-fund-probe,0,507363.story|name=SEC reopens insider-trading probe of Pequot hedge fund; new information from divorce case|org=Th1 KB (179 words) - 11:38, 16 August 2011
- ...une 8, 2009}}</ref> SEC Commissioner [[Luis A. Aguilar]] will serve as the Commission's primary sponsor of the Committee. *Advising the Commission on matters of concern to investors in the securities markets3 KB (398 words) - 12:29, 6 February 2012
- ...com/news/2013-07-04/moore-capital-said-to-hire-morgan-stanley-credit-trader-wainer.html|org=Bloomberg|date=August 22, 2013|name=Moore Capital Said to Hi ...nagement.<ref>{{cite web|url=http://www.hedgetracker.com/fund/Moore-Capital-Management|name=Moore Capital Management - Investor Profile|org=Hedge Track5 KB (662 words) - 12:29, 8 January 2014
- ...etsreformwiki.com/mktreformwiki/index.php/SEC U.S. Securities and Exchange Commission]</div> ...wiki.com/mktreformwiki/index.php/Accredited_Investor_Definition_Regulation_-_Comment_Letters Accredited Investor Definition Regulation - Comment Letters3 KB (454 words) - 02:59, 26 April 2012
- ...ktreformwiki/index.php/Swap_Dealers_and_Major_Swap_Participants_Regulation_-_Comment_Letters Swap Dealers and Major Swap Participants Regulation - Comme ...ktreformwiki/index.php/Swap_Dealers_and_Major_Swap_Participants_Regulation_-_Comment_Letters Swap Dealers and Major Swap Participants Regulation - Comme6 KB (832 words) - 04:28, 28 July 2016
- |employer = U.S. Securities and Exchange Commission ...ities markets.<ref>{{cite web|url=http://www.sec.gov/news/pressrelease/2015-30.html#.VNzRBi7eM81|name=Heather Seidel Named Chief Counsel in SEC’s Divi3 KB (459 words) - 13:13, 12 February 2015
- ...[[Foley & Lardner LLP]] in Chicago. In addition to handling business and [[securities]] cases, Noller also works on the health care, medical devices, and life sc ...division of the office.<ref>{{cite web|url=http://www.linkedin.com/pub/lisa-noller/33/6a9/ba2|name=Lisa Noller|org=LinkedIn|date=August 26, 2011}}</ref>3 KB (387 words) - 04:53, 28 July 2016
- | linkedin = John-J.-Lothian-&-Company-Inc John J. Lothian & Company, Inc. (JJLCO) is an Illinois, United States-based global markets focused media company owned solely by [[John J. Lothian24 KB (3,376 words) - 17:11, 2 June 2020
