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  • |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |
    3 KB (399 words) - 19:10, 18 December 2019
  • | employees = N/A ...dex.php/Executive_Compensation_Regulation_-_Comment_Letter_-_NYSE_Euronext_-_April_29,_2011 Executive Compensation Regulation - Comment Letter - NYSE Eu
    41 KB (5,833 words) - 15:49, 6 March 2019
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    3 KB (430 words) - 15:58, 22 January 2016
  • |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |
    2 KB (303 words) - 12:45, 13 January 2015
  • |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |
    5 KB (708 words) - 18:01, 22 June 2020
  • |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |
    3 KB (480 words) - 16:15, 15 January 2015
  • | employees = 11-50 ...its relationship with [[Birinyi Associates Inc.]], the firm couples market-leading money flows and [[stock market]] research with its own execution ser
    4 KB (486 words) - 15:21, 21 August 2015
  • | employees = <!-- Approx number of employees --> NYSE Regulation, Inc. is an independent [[not-for-profit]] corporation dedicated to strengthening market integrity and investo
    5 KB (720 words) - 14:12, 9 October 2014
  • ..., serving as chief executive officer while the company operated as a wholly-owned subsidiary of [[Knight Capital Group]]. ...ts. He's served as an arbitrator for the [[New York Stock Exchange]] and [[NASD]]. Karsh holds Series 7, 63, 24 and 27 licenses.
    2 KB (360 words) - 15:50, 12 February 2014
  • | employees = 39,000 ...nking giant [[Citigroup]], was created in 2003 from the remnants of scandal-ridden [[brokerage]] [[Salomon Smith Barney]] the group had purchased nearly
    3 KB (490 words) - 13:00, 2 August 2019
  • | key_people = Equity Capital Markets Co-Head David Topper ...trading products and services for larger customers, withstood several well-publicized market scandals earlier this decade.
    3 KB (476 words) - 13:01, 2 August 2019
  • | employees = 4,325 employees .../Joint_CFTC-SEC_Advisory_Committee_on_Emerging_Regulatory_Issues Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues]</div>
    60 KB (8,313 words) - 15:35, 9 July 2019
  • |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |
    4 KB (574 words) - 15:43, 7 June 2019
  • | company_logo = [[Image:Jefferies-logo.JPG]] | employees = <!-- Approx number of employees -->
    8 KB (1,147 words) - 13:49, 1 April 2020
  • ...der of [[Atrium Securities|Atrium Securities, Inc.]], a registered [[broker-dealer]]. ...er]]. He is a graduate of the University of Texas and is also a licensed [[NASD]] principal and [[NFA]] principal. He sat down recently with [[MarketsWiki]
    7 KB (1,280 words) - 05:13, 28 July 2016
  • | foundation = 2007 (replaces NASD) The Financial Industry Regulatory Authority (FINRA), is the largest non-governmental regulator for all [[securities]] firms doing business in the U.
    10 KB (1,314 words) - 10:24, 7 September 2018
  • | employees = 3,300+ employees .../Joint_CFTC-SEC_Advisory_Committee_on_Emerging_Regulatory_Issues Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues]</div>
    38 KB (5,345 words) - 16:09, 15 May 2019
  • | employees = 3,300+ employees .../Joint_CFTC-SEC_Advisory_Committee_on_Emerging_Regulatory_Issues Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues]</div>
    38 KB (5,345 words) - 16:09, 15 May 2019
  • | employees = 3,300+ employees .../Joint_CFTC-SEC_Advisory_Committee_on_Emerging_Regulatory_Issues Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues]</div>
    45 KB (6,333 words) - 16:10, 15 May 2019
  • |- style="vertical-align:top;" | style="height:100px; width:700px; text-align:left;" |
    3 KB (434 words) - 14:57, 11 September 2019

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